Unclaimed
Peter Doehla is a financial advisor with American Enterprise Investment Services Inc. He is registered to conduct business in Illinois, Minnesota, North Carolina and Pennsylvania. Peter has been in the industry since 1996. He is a Series 7, Series 55, Series 57TO, and Series 63 licensed representative. His prior experience includes Ladenburg Thalmann & Co. Inc. in New York, NY, Tourmaline Partners, LLC in Stamford, CT, Rafferty Capital Markets, LLC in Rowayton, CT, and Rochdale Securities LLC in Stamford, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/15/2024 - Present
American Enterprise Investment Services Inc. (Charlotte NC)
NY
06/07/2019 - 10/16/2023
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
CT
10/02/2017 - 03/15/2019
TOURMALINE PARTNERS, LLC (STAMFORD CT)
CT
11/15/2012 - 07/31/2017
RAFFERTY CAPITAL MARKETS, LLC (ROWAYTON CT)
CT
02/23/1996 - 11/19/2012
ROCHDALE SECURITIES LLC (STAMFORD CT)
BC
Issued 04/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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