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Peter Doehla

American Enterprise Investment Services Inc.

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About Peter Doehla

Peter Doehla is a financial advisor with American Enterprise Investment Services Inc. He is registered to conduct business in Illinois, Minnesota, North Carolina and Pennsylvania. Peter has been in the industry since 1996. He is a Series 7, Series 55, Series 57TO, and Series 63 licensed representative. His prior experience includes Ladenburg Thalmann & Co. Inc. in New York, NY, Tourmaline Partners, LLC in Stamford, CT, Rafferty Capital Markets, LLC in Rowayton, CT, and Rochdale Securities LLC in Stamford, CT.

Firm Information

Peter Doehla is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Doehla’s Registration & Firm History

NC

03/15/2024 - Present

American Enterprise Investment Services Inc. (Charlotte NC)

NY

06/07/2019 - 10/16/2023

LADENBURG THALMANN & CO. INC. (NEW YORK NY)

CT

10/02/2017 - 03/15/2019

TOURMALINE PARTNERS, LLC (STAMFORD CT)

CT

11/15/2012 - 07/31/2017

RAFFERTY CAPITAL MARKETS, LLC (ROWAYTON CT)

CT

02/23/1996 - 11/19/2012

ROCHDALE SECURITIES LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 04/03/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/22/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Doehla.
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