Unclaimed
Peter Dodd is a financial advisor with over 18 years of experience in the financial services industry. Peter is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc.. Peter holds Series 7, 24, and 66 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/22/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
10/01/2012 - 09/28/2015
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
TX
01/26/2006 - 09/28/2015
TD AMERITRADE, INC. (FORT WORTH TX)
NE
10/20/2005 - 01/30/2006
AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 11/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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