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Peter Dodd

Cetera Advisors LLC

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About Peter Dodd

Peter Dodd is a financial advisor with over 18 years of experience in the financial services industry. Peter is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc.. Peter holds Series 7, 24, and 66 licenses, as well as the SIE exam.

Firm Information

Peter Dodd is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Dodd’s Registration & Firm History

TX

08/22/2024 - Present

Cetera Advisors LLC (DALLAS TX)

TX

10/01/2012 - 09/28/2015

TD AMERITRADE CLEARING, INC. (FORT WORTH TX)

TX

01/26/2006 - 09/28/2015

TD AMERITRADE, INC. (FORT WORTH TX)

NE

10/20/2005 - 01/30/2006

AMERITRADE, INC. (OMAHA NE)

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Licenses & Designations

BOTH

Issued 11/09/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/19/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Dodd.
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