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Peter Diiorio

Allen & Co. LLC

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About Peter Diiorio

Peter Diiorio is a financial professional with over 15 years of experience in the industry. Peter is a Registered Representative and Principal with Allen & Co. LLC. Peter holds FINRA Series 7, 24, 79 and 99 licenses. Peter specializes in providing investment banking and operations services to clients. Peter has a strong understanding of the financial markets and a commitment to providing clients with the highest quality service.

Firm Information

Peter Diiorio is currently registered with Allen & Co. LLC. Allen & Co. LLC is a Limited Liability Company formed on August 3, 2001. The firm is registered in all 50 states and the District of Columbia. Allen & Co. LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Diiorio’s Registration & Firm History

NY

08/08/2007 - Present

Allen & Co. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 02/04/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Diiorio.
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