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Peter Dewey Wesley

Northwestern Mutual Investment Services, LLC

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About Peter Dewey Wesley

Peter Dewey Wesley is a financial advisor with over 18 years of experience in the industry. Wesley is currently registered with Northwestern Mutual Investment Services, LLC, and is based in Franklin, WI. Prior to joining Northwestern Mutual Investment Services, LLC, Peter worked with several other firms, including Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, and Thrivent Investment Management Inc.. Wesley holds several licenses and certifications including Series 6, Series 26, and Series 63. Wesley has been licensed to sell securities in 21 states.

Firm Information

Peter Wesley is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Peter Wesley’s Registration & Firm History

WI

04/25/2007 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

WI

07/06/2005 - 09/06/2006

CHASE INVESTMENT SERVICES CORP. (MILWAUKEE WI)

IL

03/11/2005 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

MN

03/03/2003 - 09/22/2003

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 03/14/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Dewey Wesley.
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