Unclaimed
Peter Schaffer is a financial advisor with over 25 years of experience in the financial services industry. Peter currently works at Davis Distributors, LLC, a firm headquartered in Tucson, Arizona. Peter has held previous positions with AAG Securities, Inc. and New England Securities. Peter has passed a variety of examinations including the Series 6, Series 7, Series 26, and the SIE. Peter is registered to conduct business in 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
12/14/1998 - Present
Davis Distributors, LLC (TUCSON AZ)
OH
07/11/1997 - 11/10/1998
AAG SECURITIES, INC. (CINCINNATI OH)
NY
08/16/1994 - 04/10/1997
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 08/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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