Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter David Rudolph is a financial advisor with Cetera Financial Specialists LLC. Peter is registered with the state of Florida, Georgia, and Nevada. Peter has been in the industry since 2000 and has experience with a variety of firms. Peter has passed the Series 7, Series 63, and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/30/2004 - Present
Cetera Financial Specialists LLC (FORT LAUDERDALE FL)
CT
06/11/2003 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
AL
08/10/2001 - 01/24/2003
AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
FL
12/10/1998 - 04/28/2000
PREFERRED SECURITIES GROUP, INC. (BOCA RATON FL)
FL
10/10/1996 - 12/12/1996
LH ROSS & COMPANY, INC. (BOCA RATON FL)
BC
Issued 10/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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