Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Dubin is a financial advisor with over 30 years of experience in the financial services industry. Peter is currently registered with LPL Financial LLC and holds licenses in New Jersey and New York. Peter has experience working with various financial institutions including HSBC Securities (USA) INC., Citigroup Global Markets INC. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Peter has a strong background in providing financial planning, portfolio management and consulting services to a wide range of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (OCEANSIDE NY)
NY
04/24/2018 - 08/27/2019
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (MEDFORD NY)
NY
02/03/2015 - 06/01/2016
SANTANDER SECURITIES LLC (BROOKLYN NY)
NY
06/18/2013 - 01/21/2015
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NY
05/25/2012 - 06/13/2013
GILFORD SECURITIES INCORPORATED (MELVILLE NY)
NY
05/29/2007 - 06/11/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
MA
10/20/2004 - 12/05/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/04/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
03/30/1999 - 12/04/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
08/19/1994 - 03/18/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/22/1992 - 08/22/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/15/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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