Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Bock is a registered representative with Neuberger Berman BD LLC and has been in the financial services industry since October 2005. Peter has Series 7 and Series 66 securities licenses. Peter has a combined 17 years of experience in the financial services industry. Currently, Peter is registered to offer investment advice in Connecticut, New Jersey, and New York. Peter is also registered to offer investment advice in New Jersey as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/30/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
10/18/2005 - 09/24/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 05/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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