Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Damian Rohn is a financial advisor with over 30 years of experience in the financial services industry. Peter has held registrations with several firms including Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley DW Inc, Morgan Stanley & Co. Incorporated and UBS Financial Services Inc. Peter is currently registered with Wells Fargo Clearing Services, LLC. Peter is registered in multiple states and holds several industry licenses. Peter is also a licensed investment advisor. Peter specializes in providing investment consulting services to institutional clients, and financial planning services to both individuals and businesses. Peter offers other services such as pension consulting, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/13/2018 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
10/31/2008 - 01/25/2018
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
04/02/2007 - 11/03/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
02/18/2005 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
08/03/1994 - 02/25/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/21/1984 - 08/03/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 06/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1985
Series 3 - National Commodity Futures Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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