Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter D. Seltz is a financial advisor with Principal Securities, Inc. based in Houston, Texas. Peter has been in the financial industry since 1992. Peter holds Series 6, 7, 24, 26, 51, and 63 licenses and has passed the SIE exam. Peter has experience in various aspects of financial planning, including retirement planning, investment management, and insurance. Peter is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
TX
02/03/2015 - Present
Principal Securities, Inc. (HOUSTON TX)
MN
08/06/2001 - 01/24/2005
CRI SECURITIES, LLC (ST. PAUL MN)
MN
08/06/2001 - 01/24/2005
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
05/25/2000 - 06/26/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/27/1992 - 06/05/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/27/1992 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/10/1999
Series 24 - General Securities Principal Examination
BC
Issued 12/12/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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