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Peter D Koch

Samuel A. Ramirez & Company, Inc.

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About Peter D Koch

Peter D. Koch is a financial advisor registered with Samuel A. Ramirez & Company, Inc. Peter's career in the industry began on July 23, 1990. Peter is also registered with several other firms, including UBS Financial Services Inc., UBS Securities LLC, and J.J. Kenny Drake, Inc. Peter holds a Series 63, SIE, Series 7 and Series 52 licenses.

Firm Information

Peter Koch is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Koch’s Registration & Firm History

NY

03/16/2010 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NJ

10/01/2008 - 03/19/2010

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

03/22/2006 - 10/21/2008

UBS SECURITIES LLC (NEW YORK NY)

NY

03/04/2002 - 03/07/2006

THEMUNICENTER.COM (NEW YORK NY)

NY

02/12/2001 - 02/04/2002

TRADING EDGE, INC. (NEW YORK NY)

NY

07/17/2001 - 11/05/2001

BONDBOOK, LLC (NEW YORK NY)

NY

12/09/1998 - 01/18/2000

J.J. KENNY DRAKE, INC. (NEW YORK NY)

NJ

04/02/1997 - 12/08/1998

J. F. HARTFIELD & CO., INC. (JERSEY CITY NJ)

NY

01/19/1993 - 04/09/1997

TULLETT & TOKYO SECURITIES, INC. (NEW YORK NY)

NY

09/18/1992 - 01/18/1993

CANTOR FITZGERALD PARTNERS (NEW YORK NY)

NY

05/29/1990 - 04/29/1992

MUNICIPAL PARTNERS INC. (NEW YORK NY)

NY

04/24/1989 - 05/15/1990

J.J. KENNY DRAKE, INC. (NEW YORK NY)

NA

12/16/1988 - 04/24/1989

CLIFFORD DRAKE & COMPANY INC.

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Licenses & Designations

BC

Issued 06/19/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2001

Series 7 - General Securities Representative Examination

BC

Issued 12/15/1988

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter D Koch.
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