Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Crellin Smith is a financial advisor with Wells Fargo Clearing Services, LLC. Peter is based in Scottsdale, Arizona and has been in the financial services industry since November 1991. Peter holds FINRA Series 7, 63 and 66 licenses. Peter's primary focus is providing investment consulting services to institutional clients. Peter has worked with Ameriprise Financial Services, LLC., Stifel, Nicolaus & Company, Incorporated and Moors & Cabot, Inc. prior to joining Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/31/2024 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
AZ
11/08/2019 - 06/14/2024
AMERIPRISE FINANCIAL SERVICES, LLC (SCOTTSDALE AZ)
AZ
11/06/2018 - 11/15/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (PHOENIX AZ)
AZ
02/24/2009 - 11/30/2018
MOORS & CABOT, INC. (PHOENIX AZ)
AZ
05/25/2001 - 03/17/2009
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
NY
03/02/1998 - 06/01/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
11/18/1991 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BOTH
Issued 10/31/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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