Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Cordts is a financial professional with over 30 years of experience in the financial services industry. Peter is currently registered with Charles Schwab & Co., Inc. Peter has a broad background in the industry, having held previous positions at firms such as Thomas Weisel Partners LLC, Volpe Brown Whelan & Company, LLC, Wedbush Morgan Securities Inc., and Douglas Stewart Incorporated. Peter holds a variety of licenses and certifications including Series 63, Series 10, Series 9, Series 57TO, SIE, Series 55, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
10/31/2003 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CA
02/22/2000 - 01/04/2002
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
08/19/1998 - 12/20/1999
VOLPE BROWN WHELAN & COMPANY, LLC (SAN FRANCISCO CA)
CA
11/06/1989 - 08/19/1998
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NA
02/21/1989 - 08/23/1989
DOUGLAS STEWART INCORPORATED
NA
04/11/1988 - 07/22/1988
SHEARSON LEHMAN HUTTON INC.
NA
04/07/1988 - 05/16/1988
PHILIPS, APPEL & WALDEN, INC.
NA
01/19/1988 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
05/01/1987 - 06/30/1987
MAYNARD MEREL & CO., INC.
NA
03/24/1987 - 05/08/1987
HAMILTON, GRANT & COMPANY, INC.
BC
Issued 05/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Peter Cordts is the right advisor for you? Invested Better is here to help.
