Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Christopher Varley is a financial professional with over two decades of experience in the financial industry. Peter is currently registered with Lightspeed Financial Services Group LLC. Peter has previously worked at several financial firms including LightSpeed Trading, LLC, Schonfeld Securities, LLC, HD Brous & Co., Inc., Briarwood Investment Counsel, Stockton Equities Group, Duke & Co., Inc. Peter holds several licenses, including Series 7, 24, 55, 63, SIE and 57TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/01/2018 - Present
Lightspeed Financial Services Group LLC (MORRISTOWN NJ)
NY
09/16/2008 - 05/07/2018
LIGHTSPEED TRADING, LLC (JERICHO NY)
NY
03/03/2006 - 09/20/2006
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
02/14/2001 - 03/11/2004
HD BROUS & CO., INC. (GREAT NECK NY)
NY
08/18/1999 - 01/16/2001
HD BROUS & CO., INC. (GREAT NECK NY)
NY
02/16/1999 - 10/14/1999
BRIARWOOD INVESTMENT COUNSEL (NEW YORK NY)
CA
03/03/1998 - 05/04/1998
STOCKTON EQUITIES GROUP (SAN DIEGO CA)
NY
05/28/1996 - 03/17/1998
DUKE & CO., INC. (NEW YORK NY)
NY
03/11/1997 - 03/06/1998
BRIARWOOD INVESTMENT COUNSEL (NEW YORK NY)
BC
Issued 01/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2011
Series 4 - Registered Options Principal Examination
BC
Issued 11/11/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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