Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Christopher Singagliese is a registered representative with Needham & Company, LLC. Peter has over 20 years of experience in the financial services industry and holds the Series 7, Series 55, Series 57TO, Series 99TO and SIE licenses. Previously, Peter was employed by WELLS FARGO SECURITIES, LLC, RBC CAPITAL MARKETS CORPORATION, and RBC DAIN RAUSCHER INC. Peter is also registered in several states including California, Illinois, Massachusetts, Minnesota, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
04/29/2021 - Present
Needham & Company, LLC (NEW YORK NY)
NY
10/24/2005 - 08/31/2020
WELLS FARGO SECURITIES, LLC (New York NY)
NY
02/06/2004 - 11/04/2005
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
04/16/2003 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
03/30/1998 - 01/24/2003
NEEDHAM & COMPANY, INC. (NEW YORK NY)
BC
Issued 04/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure Peter Singagliese is the right advisor for you? Invested Better is here to help.
