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Peter Christopher Heller

Stonex Financial Inc.

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About Peter Christopher Heller

Peter Christopher Heller is a financial advisor who has been in the industry since 1995. Currently, Peter is a registered representative with Stonex Financial Inc. with a branch office in New York, New York. Peter has a strong background in the industry, having held previous positions with WESTPARK CAPITAL, INC., MIZUHO SECURITIES USA LLC, CRT CAPITAL GROUP LLC, CREDIT SUISSE SECURITIES (USA) LLC, MORGAN STANLEY & CO., INCORPORATED, and LADENBURG, THALMANN & CO., INC. Peter holds several licenses and certifications, including Series 7, Series 24, Series 55, Series 57TO, and SIE. Peter is registered in 18 states and is a member of FINRA.

Firm Information

Peter Heller is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Heller’s Registration & Firm History

NY

11/07/2022 - Present

Stonex Financial Inc. (NEW YORK NY)

NY

02/03/2021 - 10/21/2022

WESTPARK CAPITAL, INC. (NEW YORK NY)

NY

08/09/2016 - 09/04/2019

MIZUHO SECURITIES USA LLC (NEW YORK NY)

CT

07/01/2013 - 06/30/2016

CRT CAPITAL GROUP LLC (STAMFORD CT)

NY

08/20/2007 - 07/30/2013

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

05/10/1994 - 08/17/2007

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

01/27/1994 - 05/10/1994

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/09/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/26/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Peter Christopher Heller. Review regulatory record here.
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