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Peter Christopher Gorgas

Guggenheim Securities, LLC

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About Peter Christopher Gorgas

Peter Gorgas is a financial advisor with over 12 years of experience in the financial services industry. Peter has worked with Guggenheim Securities, LLC since 2016. Prior to that, Peter worked with CRT Capital Group LLC. Peter is licensed in several states including California, Connecticut, Georgia, Illinois, Minnesota, New York, North Carolina, and Pennsylvania.

Firm Information

Peter Gorgas is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Gorgas’s Registration & Firm History

NY

04/11/2016 - Present

Guggenheim Securities, LLC (NEW YORK NY)

CT

12/16/2013 - 02/27/2015

CRT CAPITAL GROUP LLC (STAMFORD CT)

CT

05/04/2004 - 08/19/2008

CRT CAPITAL GROUP LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 01/06/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 09/12/2019

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2013

Series 7 - General Securities Representative Examination

BC

Issued 05/12/2006

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Christopher Gorgas.
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