Unclaimed
Peter Gorgas is a financial advisor with over 12 years of experience in the financial services industry. Peter has worked with Guggenheim Securities, LLC since 2016. Prior to that, Peter worked with CRT Capital Group LLC. Peter is licensed in several states including California, Connecticut, Georgia, Illinois, Minnesota, New York, North Carolina, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/11/2016 - Present
Guggenheim Securities, LLC (NEW YORK NY)
CT
12/16/2013 - 02/27/2015
CRT CAPITAL GROUP LLC (STAMFORD CT)
CT
05/04/2004 - 08/19/2008
CRT CAPITAL GROUP LLC (STAMFORD CT)
BC
Issued 01/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/12/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/12/2006
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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