Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Chow is a registered representative with Citigroup Global Markets Inc., and has been in the financial services industry since December 15, 2012. Peter's areas of expertise include asset allocation advice, financial planning, and portfolio management for individuals and businesses. Peter has previously held positions with Edward Jones, U.S. Bancorp Investments, Inc., and Cetera Investment Services LLC. Peter is registered with the state of California as both a broker and an investment advisor. Peter's office is located in Fountain Valley, CA, but they also serve clients in Fullerton, CA, Placentia, CA, Monterey Park, CA, and Hacienda Heights, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/18/2023 - Present
Citigroup Global Markets Inc. (Fountain Valley CA)
CA
08/15/2018 - 09/15/2023
CETERA INVESTMENT SERVICES LLC (MONTEREY PARK CA)
CA
02/24/2017 - 08/14/2018
U.S. BANCORP INVESTMENTS, INC. (SANTA FE SPRINGS CA)
CA
05/11/2015 - 02/27/2017
EDWARD JONES (SAN MARINO CA)
CA
11/20/2012 - 04/16/2015
J.P. MORGAN SECURITIES LLC (TEMPLE CITY CA)
BOTH
Issued 05/29/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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