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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Chili Shieh is a financial advisor with Morgan Stanley. Peter has over 25 years of experience in the financial services industry. Peter is registered with the Securities and Exchange Commission (SEC) and holds the Series 31, Series 7, and Series 66 licenses. Peter is also a Certified Financial Planner (CFP®). Peter has a broad range of experience and expertise in investment management, financial planning, and retirement planning. Peter is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/17/2023 - Present
Morgan Stanley (Irvine CA)
CA
06/22/2007 - 02/22/2023
CITIGROUP GLOBAL MARKETS INC. (ROWLAND HEIGHTS CA)
CA
01/30/2004 - 08/31/2007
CITICORP INVESTMENT SERVICES (ROWLAND HEIGHTS CA)
CA
07/10/2006 - 08/09/2006
WELLS FARGO INVESTMENTS, LLC (WALNUT CA)
NY
09/11/1998 - 01/26/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/15/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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