Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Charles Major is a registered investment advisor representative in New York with Principal Securities, Inc. Peter has been in the industry since 1999. Peter has a Series 7, Series 63, and Series 65 license. Peter has been with Principal Securities since 2016. Previously Peter worked at Halliday Financial, LLC, UVEST Financial Services Group, Inc., and Essex National Securities, Inc. Peter specializes in providing financial planning services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
06/30/2021 - Present
Principal Securities, Inc. (Latham NY)
NY
02/17/2005 - 07/31/2014
HALLIDAY FINANCIAL, LLC (ALBANY NY)
NC
01/28/2005 - 02/09/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
10/07/2004 - 02/08/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
03/27/2002 - 10/05/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NC
09/22/2004 - 10/01/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
SC
05/24/2001 - 04/03/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NJ
08/12/1999 - 04/30/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 08/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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