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Peter Charles Lupone

Valic Financial Advisors, Inc.

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About Peter Charles Lupone

Peter Lupone is a financial advisor with Valic Financial Advisors, Inc. located in Woodland Hills, CA. Peter has been working in the financial industry since 1989. Peter has a number of professional certifications including CFP® and has passed the Series 63, Series 65, Series 7, and SIE exams. Peter has experience in various investment strategies including fixed fees, hourly charges, subscription fees, and percentage of assets.

Firm Information

Peter Lupone is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Lupone’s Registration & Firm History

CA

07/31/2014 - Present

Valic Financial Advisors, Inc. (WOODLAND HILLS CA)

CA

03/14/2007 - 02/25/2010

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (SAN FRANCISCO CA)

NH

04/10/1991 - 03/05/2007

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

MA

10/16/1987 - 06/19/1990

COMPASS SECURITIES CORPORATION (BRAINTREE MA)

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Licenses & Designations

IA

Issued 04/22/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/27/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Peter Charles Lupone. Review regulatory record here.
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