Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Forlenza is a financial advisor with over 25 years of experience in the industry. Peter is currently registered with Jefferies LLC. Prior to joining Jefferies, Peter held positions at UBS Securities LLC, MF Global Inc., BANC of America Securities LLC, Salomon Smith Barney Inc., and Salomon Brothers Inc. Peter is a Series 7, Series 24, Series 55, Series 57, and Series 63 licensed advisor and has held registrations in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/24/2013 - Present
Jefferies LLC (NEW YORK NY)
NY
01/10/2012 - 04/03/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
10/23/2009 - 01/25/2012
MF GLOBAL INC. (NEW YORK NY)
NY
08/29/2002 - 11/28/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/29/1997 - 08/22/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
09/23/1993 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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