Unclaimed
Peter Campbell has over 10 years of experience in the financial services industry. Peter currently works at Oscar Gruss & SON Inc. and is registered with FINRA and the state of New York. Peter has a broad range of experience and holds several licenses, including Series 7, Series 55, Series 57TO, and Series 99TO. Peter has previously worked at Sidot & Company, LLC and HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/06/2012 - Present
Oscar Gruss & SON Inc. (NEW YORK NY)
NY
03/06/2012 - 11/05/2012
SIDOTI & COMPANY, LLC (NEW YORK NY)
NY
04/20/1998 - 06/17/1999
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 04/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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