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Peter Carlyle Walls

Kinloch Capital, LLC

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About Peter Carlyle Walls

Peter Carlyle Walls is an investment advisor representative with Kinloch Capital, LLC, based in Glen Allen, VA. Peter has been in the industry since 1998 and holds a Series 63, Series 65, Series 6, Series 7 and Series 31. Peter has experience with providing financial planning, portfolio management for individuals and portfolio management for pooled investment vehicles. Peter is a registered investment advisor in Texas and Virginia. Before joining Kinloch Capital, LLC, Peter worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Peter Walls is currently registered with Kinloch Capital, LLC. Kinloch Capital, LLC is a registered investment advisor located in Glen Allen, VA. They provide financial planning and portfolio management services to individuals, pooled investment vehicles, and high-net-worth individuals. They also manage assets for corporations, charitable organizations, and individuals other than high-net-worth. Kinloch Capital has approximately $218,889,819 in regulatory assets under management.
Kinloch Capital, LLC

4801 COX ROAD

GLEN ALLEN, VA 23060

$218.89M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Walls’s Registration & Firm History

VA

05/31/2019 - Present

Kinloch Capital, LLC (GLEN ALLEN VA)

VA

01/16/2009 - 05/28/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)

VA

07/01/2003 - 01/21/2009

WACHOVIA SECURITIES, LLC (RICHMOND VA)

NY

08/27/1999 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

04/07/1998 - 08/29/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 08/28/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 10/07/1998

Series 7 - General Securities Representative Examination

BC

Issued 04/01/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Peter Carlyle Walls. Review regulatory record here.
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