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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Cable Roessler is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Peter has been in the industry for several years and holds a Series 7, Series 63, Series 66, Series 79, and SIE license. Peter is registered in New York and is active with both the Broker-Dealer and Investment Advisor regulatory bodies. Previously, Peter has worked with David Lerner Associates, Inc., and The Vertical Group. Peter's current employment with Merrill Lynch began in June of 2021 and has been with the firm previously. Peter specializes in providing investment advice to individuals, corporations, high-net-worth individuals, and pension and profit-sharing plans. Peter also has experience with other types of clients including Insurance Companies, Charitable Organizations, Banking or Thrift Institutions, and State or Municipal Government Entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/20/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
07/10/2017 - 05/03/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
06/01/2016 - 05/02/2017
DAVID LERNER ASSOCIATES, INC. (WESTPORT CT)
NJ
07/19/2013 - 11/13/2014
THE VERTICAL GROUP (RED BANK NJ)
IA
Issued 09/18/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/19/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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