Unclaimed
Peter C. Watts is a registered representative with Tourmaline Partners, LLC. Peter has been in the industry since 2005. Peter is licensed to sell securities in several states, including Connecticut, New York, California, Florida, Illinois, Massachusetts and Washington. Peter has a Series 7, 63, 55 and SIE license, and is a General Securities Principal. Peter was previously employed by Goldman, Sachs & Co. and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/25/2020 - Present
Tourmaline Partners, LLC (STAMFORD CT)
NY
04/19/2010 - 04/10/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
MA
04/19/2005 - 03/18/2010
UBS SECURITIES LLC (BOSTON MA)
BC
Issued 09/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2024
Series 24 - General Securities Principal Examination
BC
Issued 08/25/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/19/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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