Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter C. Rogers is a financial professional with over 19 years of experience in the financial services industry. Peter is currently registered with Citizens JMP Securities, LLC and is located in Charlotte, NC. Previously Peter worked for CITIZENS CAPITAL MARKETS, FIFTH THIRD SECURITIES, INC., WELLS FARGO SECURITIES, LLC, RBC DAIN RAUSCHER INC., and WILLIAM R. HOUGH & CO.. Peter has passed the Series 7, Series 63, Series 79TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
06/10/2021 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NC
03/25/2019 - 04/07/2021
FIFTH THIRD SECURITIES, INC. (CHARLOTTE NC)
NC
01/18/2005 - 12/11/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
02/27/2004 - 07/16/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
FL
08/04/2003 - 02/27/2004
WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)
BC
Issued 08/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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