Unclaimed
Peter Noonan has over 30 years of experience in the financial industry. Peter currently works for J.P. Morgan Securities LLC, focusing on financial planning and portfolio management services for individuals and businesses. Prior to joining J.P. Morgan Securities, Peter worked for several other major financial institutions, including Robertson Stephens, Inc., PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, First New England Securities Corporation, Lehman Brothers Inc., Bear, Stearns & Co. Inc., and Drexel Burnham Lambert Incorporated. Peter is registered in several states including Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, and Washington. Peter holds the Series 3, Series 7, and Series 66 licenses. Peter is also a registered Investment Advisor in Ohio and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
10/11/2011 - Present
J.p. Morgan Securities LLC (BOSTON MA)
CA
06/02/2000 - 07/30/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NJ
01/28/1995 - 07/07/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/03/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
MA
10/05/1992 - 03/02/1993
FIRST NEW ENGLAND SECURITIES CORPORATION (BOSTON MA)
NY
06/21/1990 - 11/20/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/03/1989 - 06/27/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
11/21/1986 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BOTH
Issued 04/09/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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