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Peter C Han

Cetera Investment Advisers LLC

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About Peter C Han

Peter C. Han is an investment advisor representative with Cetera Investment Advisers LLC. Peter has been in the securities industry since October 2003 and is currently registered with Cetera Investment Advisers LLC. Peter holds Series 7, 24, 66, SIE, and 99TO licenses. Peter is licensed to provide investment advisory services in California, Georgia, and Texas.

Firm Information

Peter Han is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

9431 HAVEN AVENUE

RANCHO CUCAMONGA, CA 91730

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Han’s Registration & Firm History

CA

11/03/2022 - Present

Cetera Investment Advisers LLC (RANCHO CUCAMONGA CA)

CA

08/15/2007 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (PASADENA CA)

CA

10/14/2003 - 09/10/2007

CENTAURUS FINANCIAL, INC. (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 10/30/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 9/4/2004

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Peter C Han. Review regulatory record here.
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