Unclaimed
Peter Chan is a financial professional who has been in the industry since May 22, 2012. Peter is currently registered with Morgan Stanley & Co. LLC. Peter has passed the Securities Industry Essentials Examination and the Operations Professional Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/23/2012 - Present
Morgan Stanley & Co. LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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