Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Canale is an active investment advisor representative registered with the Securities and Exchange Commission and has been in the industry since February 1999. Peter Canale currently works for J.p. Morgan Securities LLC, a firm that manages over $249 billion in assets. Peter Canale specializes in providing financial planning and portfolio management services to individuals, businesses, pension plans, and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/01/2021 - Present
J.p. Morgan Securities LLC (BRONX NY)
NY
06/29/2017 - 01/10/2020
SANTANDER SECURITIES LLC (NEW YORK NY)
NY
07/01/2004 - 06/28/2017
MML INVESTORS SERVICES, LLC (GARDEN CITY NY)
NY
03/08/2000 - 05/26/2004
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
NJ
09/20/1999 - 01/19/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
09/25/1998 - 07/16/1999
CIBC WORLD MARKETS (NEW YORK NY)
BOTH
Issued 07/27/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/07/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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