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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Brett Sharpe is a financial advisor with Planmember Securities Corp. based in Carpinteria, CA. Peter has been in the financial services industry since 1999. Peter is licensed to provide investment advice and sell securities in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/13/2006 - Present
Planmember Securities Corp. (CARPINTERIA CA)
CA
09/03/2003 - 10/19/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (SANTA BARBARA CA)
CA
10/07/2002 - 09/09/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
05/10/2000 - 10/07/2002
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MN
09/21/1999 - 05/10/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
CA
12/01/1998 - 05/28/1999
CAL FED INVESTMENTS (SACRAMENTO CA)
IA
Issued 12/04/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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