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Peter Bradbury Egan

Northwestern Mutual Investment Services, LLC

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About Peter Bradbury Egan

Peter Bradbury Egan is a financial advisor with Northwestern Mutual Investment Services, LLC. Egan is a Registered Representative and Investment Advisor Representative. Egan has been in the industry since 1998. Egan has held prior positions at Charles Schwab & Co., Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Egan is currently registered in 21 states and is licensed to provide securities and investment advisory services. Egan specializes in providing investment research and referrals to other advisors.

Firm Information

Peter Egan is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Peter Egan’s Registration & Firm History

CO

09/07/2010 - Present

Northwestern Mutual Investment Services, LLC (DENVER CO)

CO

06/28/1999 - 08/05/2009

CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)

NY

07/16/1997 - 05/25/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/05/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/22/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/10/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Peter Bradbury Egan. Review regulatory record here.
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