Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Botero is a financial advisor with Boreal Capital Securities LLC. Peter has over 19 years of experience in the financial services industry. Peter holds FINRA Series 4, 7, 9, 10, 24, 53, 63 and 66 securities licenses and is registered with the state of Florida. Peter has previously been employed by Marivia Capital Markets, LLC, Miura Capital, LLC, Credicorp Capital Securities, Inc., Mora WM Securities, Merrill Lynch, Pierce, Fenner & Smith Incorporated, CitiCorp Investment Services, TD Waterhouse Investor Services, Inc., and J.B. Oxford & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
03/15/2023 - Present
Boreal Capital Securities LLC (MIAMI FL)
FL
06/07/2021 - 03/31/2023
MARIVA CAPITAL MARKETS, LLC (MIAMI FL)
FL
04/23/2015 - 06/07/2021
MIURA CAPITAL, LLC (MIAMI FL)
FL
11/14/2014 - 04/10/2015
CREDICORP CAPITAL SECURITIES, INC. (CORAL GABLES FL)
FL
10/22/2012 - 11/10/2014
MORA WM SECURITIES (MIAMI FL)
NY
05/09/2006 - 06/27/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/26/2004 - 04/07/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NE
02/19/1999 - 04/27/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
10/29/1996 - 04/22/1997
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
BC
Issued 11/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 07/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/27/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/25/2014
Series 4 - Registered Options Principal Examination
BC
Issued 03/04/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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