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Peter Bauer Foggo

Allen & Co. LLC

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About Peter Bauer Foggo

Peter Foggo is a registered representative with Allen & Co. LLC. Peter holds Series 7TO, Series 79TO and SIE licenses. Peter has prior experience at Stephens.

Firm Information

Peter Foggo is currently registered with Allen & Co. LLC. Allen & Co. LLC is a Limited Liability Company formed on August 3, 2001. The firm is registered in all 50 states and the District of Columbia. Allen & Co. LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Foggo’s Registration & Firm History

NY

01/10/2023 - Present

Allen & Co. LLC (NEW YORK NY)

NY

08/11/2021 - 11/21/2022

STEPHENS (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/11/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/11/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/23/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Bauer Foggo.
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