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Peter Barry McAree

Daiwa Capital Markets America Inc.

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About Peter Barry McAree

Peter McAree is a financial advisor with Daiwa Capital Markets America Inc. Peter has been in the securities industry since 1993. Peter has a Series 7, Series 63, and SIE. Peter is registered in the following states: California, Connecticut, Illinois, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Wisconsin. Peter was previously employed by Jefferies LLC, J.P. Morgan Securities Inc., BANC ONE CAPITAL MARKETS, INC., and Prudential Securities Incorporated.

Firm Information

Peter McAree is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter McAree’s Registration & Firm History

NY

10/25/2022 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

09/15/2008 - 09/02/2022

JEFFERIES LLC (NEW YORK NY)

NY

07/01/2004 - 08/07/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

IL

04/16/2001 - 07/01/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

NY

03/25/1993 - 12/13/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter Barry McAree.
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