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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Barry is a financial advisor with Raymond James & Associates, Inc. in Los Angeles, California. Peter has been in the financial industry since 1999 and has a broad range of experience in providing financial advice to individuals, businesses, and institutions. Peter is a registered representative of Raymond James & Associates, Inc., and is also a registered investment advisor. Peter's areas of expertise include financial planning, investment management, and retirement planning. Peter has a strong commitment to providing his clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/01/2018 - Present
Raymond James & Associates, Inc. (Los Angeles CA)
CA
12/14/2010 - 06/20/2016
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
NY
02/26/2008 - 12/17/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
12/11/2000 - 07/21/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/06/1992 - 11/13/2000
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
IA
Issued 10/23/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2009
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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