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Peter Bailey

Capstone Partners

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About Peter Bailey

Peter Bailey is a financial advisor with Capstone Partners, a firm headquartered in Denver. Peter has been in the industry since 2008 and has extensive experience in the financial services sector. Peter holds several licenses, including Series 7, Series 24, Series 63, and Series 79. Peter has previously worked with firms such as Headwaters BD, LLC, Stephens, Wells Fargo Advisors, LLC, Wells Fargo Securities, LLC, and Citigroup Global Markets Inc. Peter is registered to provide financial services in Colorado.

Firm Information

Peter Bailey is currently registered with Capstone Partners. Capstone Partners is a Limited Liability Company formed on April 8, 2004. The firm is registered with the SEC and in 15 states including Arizona, California, Colorado, Florida, Idaho, Illinois, Louisiana, Massachusetts, Michigan, New York, Ohio, Oregon, Pennsylvania, Texas, and Virginia.

Not reported

Assets Under Management

Not reported

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Bailey’s Registration & Firm History

CO

05/16/2018 - Present

Capstone Partners (Denver CO)

CO

02/03/2016 - 06/26/2018

HEADWATERS BD, LLC (DENVER CO)

TX

08/01/2014 - 01/26/2016

STEPHENS (DALLAS TX)

TX

01/16/2014 - 08/04/2014

WELLS FARGO ADVISORS, LLC (ADDISON TX)

CA

07/01/2009 - 06/19/2012

WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)

CA

08/12/2008 - 07/01/2009

WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)

NY

05/17/2006 - 07/10/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/07/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Bailey.
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