Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Fink is a financial advisor currently registered with LPL Financial LLC. Peter has been a registered representative for 59 years. Peter is registered to offer investment advice in 32 states and is active in both the broker-dealer and investment advisor space. Peter is a Certified Financial Planner and holds Series 5, 7TO, 53, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/21/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
12/03/2012 - 07/21/2021
WADDELL & REED (SAN DIEGO CA)
CA
01/01/2008 - 12/05/2012
WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)
CA
03/01/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SANTA MONICA CA)
CA
06/22/1989 - 03/05/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
09/08/1988 - 06/13/1989
JED M. COHEN, INC.
NA
07/11/1973 - 08/25/1988
BEAR, STEARNS & CO. INC.
NA
03/18/1964 - 09/08/1973
SHEARSON, HAMMILL & CO., INCORPORATED
IA
Issued 01/21/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/01/1977
PC - AMEX Put and Call Exam
BC
Issued 03/16/1964
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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