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Peter Arthur Rode

U.s. Bancorp Investments, Inc.

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About Peter Arthur Rode

Peter Arthur Rode is a financial advisor with over 20 years of experience. He is currently registered with U.S. Bancorp Investments, Inc. and has previously been registered with J.P. Morgan Securities Inc. and Banc One Capital Markets, Inc. Peter holds a Series 6, Series 7, Series 63 and Series 79 license. He specializes in providing financial planning, investment management, and publication of periodicals for individual and business clients.

Firm Information

Peter Rode is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Peter Rode’s Registration & Firm History

IL

05/08/2018 - Present

U.s. Bancorp Investments, Inc. (CHICAGO IL)

IL

07/01/2004 - 08/21/2006

J.P. MORGAN SECURITIES INC. (CHICAGO IL)

IL

06/21/2004 - 07/01/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

WI

12/10/1997 - 12/15/1998

STRONG FUNDS DISTRIBUTORS, INC. (MENOMONEE FALLS WI)

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Licenses & Designations

BC

Issued 07/01/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/18/2004

Series 7 - General Securities Representative Examination

BC

Issued 12/08/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Arthur Rode.
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