Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Arthur Parent is a financial advisor who has been in the industry since August 12, 1985. Currently, Peter is registered with Imperial Capital, LLC. Peter has been with Imperial Capital since April 6, 2020, and the firm is located in New York, New York. Before joining Imperial Capital, LLC Peter was with Guggenheim Securities, LLC from January 13, 2016 to August 5, 2019. Peter also has prior experience with Nomura Securities International, Inc., Sea Port Group Securities, LLC, Merrion Securities, LLC, Rafferty Capital Markets, LLC, First Albany Capital Inc., RBC Capital Markets Corporation, Gleacher & Co. LLC, NatWest Finance Inc., NatWest Securities Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lazard Freres & Co., Donaldson, Lufkin & Jenrette Securities Corporation, Russell & Co, and Freeman Securities Company, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/06/2020 - Present
Imperial Capital, LLC (NEW YORK NY)
NY
01/13/2016 - 08/05/2019
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
06/20/2011 - 01/21/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/03/2009 - 06/10/2011
SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)
NJ
05/19/2006 - 06/01/2009
MERRION SECURITIES, LLC (WESTFIELD NJ)
NY
04/28/2009 - 04/30/2009
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
CT
08/19/2004 - 06/08/2006
FIRST ALBANY CAPITAL INC. (GREENWICH CT)
NY
10/22/1999 - 08/16/2004
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
06/29/1999 - 10/14/1999
GLEACHER & CO. LLC (NEW YORK NY)
NY
09/30/1997 - 06/29/1999
NATWEST FINANCE INC. (NEW YORK NY)
NY
05/24/1996 - 11/10/1997
NATWEST SECURITIES CORPORATION (NEW YORK NY)
NY
06/24/1994 - 05/09/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1989 - 02/26/1994
LAZARD FRERES & CO. (NEW YORK NY)
NA
04/02/1987 - 03/01/1988
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
09/13/1984 - 04/02/1985
RUSSELL & CO
NA
12/30/1980 - 07/26/1984
FREEMAN SECURITIES COMPANY, INC.
IA
Issued 01/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/12/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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