Unclaimed
Peter Fowler is a registered representative with Ba Securities, LLC, located in West Conshohocken, Pennsylvania. Peter has over 28 years of experience in the financial services industry. Peter is a Series 7, 24, 63, 79, 82 and SIE licensed representative. Peter is currently registered in California, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/13/2013 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NJ
11/03/2000 - 02/14/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
09/28/1984 - 02/14/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NA
06/26/1984 - 09/23/1985
SHEARSON LEHMAN BROTHERS INC.
NA
05/31/1983 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
01/19/1981 - 08/18/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 03/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2015
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 12/12/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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