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Peter Arthur Fowler

BA Securities, LLC

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About Peter Arthur Fowler

Peter Fowler is a registered representative with Ba Securities, LLC, located in West Conshohocken, Pennsylvania. Peter has over 28 years of experience in the financial services industry. Peter is a Series 7, 24, 63, 79, 82 and SIE licensed representative. Peter is currently registered in California, New York and Pennsylvania.

Firm Information

Peter Fowler is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Fowler’s Registration & Firm History

PA

12/13/2013 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NJ

11/03/2000 - 02/14/2001

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

09/28/1984 - 02/14/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NA

06/26/1984 - 09/23/1985

SHEARSON LEHMAN BROTHERS INC.

NA

05/31/1983 - 06/27/1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

NA

01/19/1981 - 08/18/1982

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 03/31/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2015

Series 82 - Limited Representative-Private Securities Offerings

BC

Issued 12/12/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/17/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Arthur Fowler.
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