Unclaimed
Peter Arnold Hockenmaier is a financial advisor with Ameriprise Financial Services, LLC. Peter has over 30 years of experience in the financial services industry. Peter holds Series 6, 7, 22, 63, and 65 licenses and is registered in 33 states. Peter has a strong background in providing investment advice to individuals, families, and businesses. Peter specializes in providing financial planning, asset allocation, and portfolio management services. Peter is also a registered representative with Ameriprise Financial Services, Inc. Peter has a history of working for IDS LIFE INSURANCE COMPANY, IDS SECURITIES CORP., and IDS FINANCIAL SERVICES INC. Peter is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/03/2006 - Present
Ameriprise Financial Services, LLC (Camarillo CA)
MN
02/14/1984 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
07/14/1986 - 12/24/1986
IDS SECURITIES CORP.
NA
02/14/1984 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 10/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/10/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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