Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Sigal is a financial advisor with over 38 years of experience in the industry. Peter is currently registered as a broker and investment advisor representative with Cetera Investment Advisers LLC. Peter provides investment advisory and brokerage services to individual investors. Peter also has experience with financial planning, pension consulting, and educational seminars. Previously, Peter worked for First Financial Equity Corporation and Charles Schwab & Co., Inc. Peter has a strong understanding of the financial markets and is committed to providing his clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (GREENWOOD VILLAGE CO)
CO
09/07/2016 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (GREENWOOD VILLAGE CO)
CA
09/16/2008 - 05/06/2014
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
AZ
12/15/2006 - 11/30/2007
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
TX
12/22/1982 - 05/25/2006
MORGAN STANLEY DW INC. (HOUSTON TX)
BC
Issued 10/29/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 8/13/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/29/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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