Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Anthony Scocca is an active investment advisor representative registered with the state of New Jersey. Peter Scocca is also registered in Texas, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Mexico, New York, North Carolina, Pennsylvania, Rhode Island, South Dakota, Virginia, Washington and Wisconsin. Peter Scocca is affiliated with Wells Fargo Clearing Services, LLC, with offices in Summit, NJ and Millburn, NJ. Peter Scocca has been in the industry since 2006. Peter Scocca's previous employers include Fidelity Brokerage Services LLC and UBS Financial Services Inc. Peter Anthony Scocca has a Series 66, Series 99TO, Series 10 and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/27/2022 - Present
Wells Fargo Clearing Services, LLC (SUMMIT NJ)
NJ
10/21/2013 - 10/31/2022
FIDELITY BROKERAGE SERVICES LLC (MILLBURN NJ)
NJ
01/26/2009 - 10/01/2013
WELLS FARGO ADVISORS, LLC (FLORHAM PARK NJ)
NJ
03/02/2007 - 02/11/2009
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
NJ
11/10/2006 - 03/06/2007
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
BOTH
Issued 01/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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