Unclaimed
Peter Anthony Mordente hawkins has been in the financial services industry since 1990. Peter Anthony Mordente hawkins is currently registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since 2009. Prior to Raymond James Financial Services Advisors, Inc., Peter Anthony Mordente hawkins was registered with PROEQUITIES, INC. and PROTECTIVE EQUITY SERVICES, INC. Peter Anthony Mordente hawkins is licensed to provide investment advice in 28 states and the District of Columbia. Peter Anthony Mordente hawkins has also passed the Series 6, 7, 24, 51, 63 and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
10/04/2018 - Present
Raymond James Financial Services Advisors, Inc. (BOYNTON BEACH FL)
AL
03/19/1990 - 11/05/2004
PROEQUITIES, INC. (BIRMINGHAM AL)
NA
01/05/1994 - 01/27/1994
PROTECTIVE EQUITY SERVICES, INC.
IA
Issued 02/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2009
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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