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Peter Anthony Derosa

Nylife Securities LLC

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About Peter Anthony Derosa

Peter Anthony Derosa is a registered representative with Nylife Securities LLC. Peter is licensed to sell securities in Florida and New York. Peter began his career in the financial services industry on September 29, 1983. Peter holds the Series 6, Series 22, Series 63, and SIE licenses. Peter is located in Niagara Falls, NY.

Firm Information

Peter Derosa is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Derosa’s Registration & Firm History

NY

09/30/1983 - Present

Nylife Securities LLC (NIAGARA FALLS NY)

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Licenses & Designations

BC

Issued 11/15/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 09/29/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Peter Anthony Derosa. Review regulatory record here.
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