Unclaimed
Peter Cataldo is a financial advisor with Truist Securities, Inc., based in Charlotte, NC. Peter has been in the securities industry since November 21, 2000. Peter holds a Series 63, Series 7, Series 79TO, Series 99TO, and Series 24 license. Peter is registered with the state of North Carolina, as well as 51 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/25/2021 - Present
Truist Securities, Inc. (CHARLOTTE NC)
NC
07/01/2003 - 02/03/2021
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
11/01/2000 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 01/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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