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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Anthony Bishop is a financial advisor at UBS Financial Services Inc. Peter has been in the industry since 1998. Peter is registered with the Securities and Exchange Commission as an Investment Advisor Representative and is licensed as a Broker Dealer. Peter holds Series 7, Series 9, Series 10, Series 24, Series 63 and Series 65 licenses. Peter has experience with Citicorp Investment Services, Citigroup Global Markets Inc, Wit Capital Corporation, Donaldson, Lufkin & Jenrette Securities Corporation and PaineWebber Incorporated. Peter has worked at UBS Financial Services Inc. since 2008. Peter is registered in 52 states for Broker Dealer services and in one state for Investment Advisor services. Peter has a diverse background, including being a member of the Screen Actors Guild and a Natural Health Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (ROCHESTER NY)
NY
05/29/2007 - 03/03/2008
CITIGROUP GLOBAL MARKETS INC. (LONG ISLAND CITY NY)
NY
03/02/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CT
10/12/1999 - 12/22/2000
WIT CAPITAL CORPORATION (OLD GREENWICH CT)
NJ
03/05/1999 - 08/25/1999
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
01/21/1998 - 02/11/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 02/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/07/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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