Unclaimed
Peter Maiorano has been an active investment advisor representative since 1993. Peter is currently registered with Osaic Wealth, Inc. in Florida and New York. Peter has a broad range of experience in the financial services industry and holds Series 63, 65, 66, 7 and SIE licenses. Peter has previously been employed with Prime Capital Services, Inc., Royal Alliance Associates, Inc., Joseph Stevens & Company, Inc., and First Hanover Securities, Inc. Peter is a dedicated professional with a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/26/2021 - Present
Osaic Wealth, Inc. (BROOKLYN NY)
NY
01/13/1999 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
AZ
06/18/1998 - 01/14/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
09/19/1996 - 06/23/1998
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
NY
08/16/1993 - 10/11/1996
FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)
AZ
01/08/1993 - 08/12/1993
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 02/08/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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